Articles Posted in FINRA Arbitration

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 Hartman vREIT XXXI Inc. Questionable As Going Concern- Investor May Have Arbitration Claims

Investors in Hartman vREIT XXXI Inc., a publicly registered, non-traded real estate investment trust, may have FINRA arbitration claims, if their investment was recommended by a financial advisor who lacked a reasonable basis for the recommendation, or if the nature of the investment was misrepresented by the stockbroker or advisor.…

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GWG Holdings Files Bankruptcy- Will Likely Lead To Investor Losses

Investors in securities sold by GWG Holdings (“GWGH”), including L Bonds, preferred stock, and common stock listed on Nasdaq under the ticker symbol GWGH, may have legal claims, including possible claims if their investment was recommended by a financial advisor who lacked a reasonable basis for the recommendation, or if…

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GWG Holdings May File Bankruptcy- Investors May Have Claims

Investors in securities sold by GWG Holdings (“GWGH”), including L Bonds, preferred stock, and common stock (listed on Nasdaq under the ticker symbol GWGH), may have legal claims, including possible claims if their investment was recommended by a financial advisor who lacked a reasonable basis for the recommendation, or if…

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GWG Holdings Officially Defaults On L Bonds Interest Payments- Investors May Have Claims

Investors in securities sold by GWG Holdings (“GWGH”), including L Bonds, preferred stock, and common stock listed on Nasdaq under the ticker symbol GWGH, may have legal claims, including possible claims if their investment was recommended by a financial advisor who lacked a reasonable basis for the recommendation, or if…

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GWG Holdings- L Bond Issuer- Announces Restructuring Plans Amid Foundering Financial Results

Investors in securities sold by GWG Holdings (“GWGH”), including L Bonds, preferred stock, and common stock listed on Nasdaq under the ticker symbol GWGH, may have legal claims, including possible claims if their investment was recommended by a financial advisor who lacked a reasonable basis for the recommendation, or if…

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GWG Holdings Faces Default On L Bonds Interest Payments- Investors May Have Claims

Investors in securities sold by GWG Holdings (“GWGH”), including L Bonds, preferred stock, and common stock listed on Nasdaq under the ticker symbol GWGH, may have legal claims, including possible claims if their investment was recommended by a financial advisor who lacked a reasonable basis for the recommendation, or if…

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LJM Preservation & Growth Fund Investors via Triad Advisors LLC May Have Arbitration Claims

Investors in funds formerly managed by defunct Chicago options trading firm LJM Partners, including the LJM Preservation & Growth Fund,  may have litigation or arbitration claims against stockbrokers or investment advisers who sold them or placed their funds in the LJM funds. The Financial Industry Regulatory Authority (FINRA) recently took…

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GWG Holdings Fails to Make Interest Payments Due on L Bonds- Investors May Have Claims

Investors in securities sold by GWG Holdings (“GWGH”), including L Bonds and common stock listed on Nasdaq under the ticker symbol GWGH, may have legal claims, including possible claims if their investment was recommended by a financial advisor who lacked a reasonable basis for the recommendation, or if the nature…

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Moody National REIT II Announces Will Not Estimate Value of Shares- Last Estimate Was $23.50 a Share in 2019

Investors in Moody National REIT II (“Moody II”)  may have FINRA arbitration claims, if their investment was recommended by a financial advisor who lacked a reasonable basis for the recommendation, or if the nature of the investment was misrepresented by the stockbroker or advisor. Moody II announced in August 2021…

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Hospitality Investors Trust (ARC Hospitality)  In Bankruptcy- Investors Face Losses of  Majority of Principal Invested

Investors in Hospitality Investors Trust (“HIT”), formerly known as American Realty Capital Hospitality Trust or ARC Hospitality, may have FINRA arbitration claims, if their investment was recommended by a financial advisor who lacked a reasonable basis for the recommendation, or if the nature of the investment was misrepresented by the…

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