Articles Posted in David L. Rothman

Elderly Investors Targeted by Pennsylvania Financial Advisor
InvestorLawyers

David L. Rothman, a Pennsylvania resident, has been charged by the Securities and Exchange Commission for allegedly defrauding elderly clients. Stock fraud lawyers say the civil and criminal charges accuse Rothman of sending his clients falsified account statements that inflated the value of their accounts. Then, in a repayment scheme, Rothman took funds from another…

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