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Articles Posted in FINRA arbitration ruling

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FINRA Raises Limit For Damages Claimed In Cases To Be Heard By A Single Arbitrator To $100,000

Beginning March 30, 2009 investors claiming losses of up to $100,000 will have the option of proceeding before a single arbitrator rather than a panel of three arbitrators.  The SEC has approved the final rule change (see full Notice, accessible immediately below).   While any final conclusion concerning whether the rule…

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